Part 1 IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
Case Number 02-12642-DD
LINDA HOFFMANN-PUGH
Plaintiff-Appellant,
vs.
PATRICIA RAMSEY &
JOHN RAMSEY,
Defendants-Appellees.
On Appeal from the United States District Court
Northern District of Georgia
Atlanta Division
The Honorable Thomas W. Thrash
District Judge
D.C. No. 01-CV-0630
APPELLANT’S BRIEF
Darnay Hoffman, Attorney for Appellant
Request for Oral Argument
Plaintiff-Appellant Linda Hoffmann-Pugh respectfully requests oral argument be allowed her attorney.
This appeal involves unique questions of libel law in a case that has received national attention for
over five years.
Is the “speech” of murder suspects who write a bestselling book implicating innocent people, in order to avoid prosecution for a crime they themselves have committed, protected by the First Amendment, any more than perjury, yelling “fire!” in a crowded theatre, or the speech of conspirators agreeing to commit a crime is protected?
This question has never been asked before and it is just one of the many issues facing the Court in
this case of first impression.
TABLE OF CONTENTS
TABLE OF CONTENTS…………………………………………………….i
TABLE OF CITATIONS………………………..…………………………..ii
STATEMENT OF JURISDICTION……………………………………...…1
STATEMENT OF THE ISSUES………………………………………..…..1
STATEMENT OF THE CASE……………………………………………...1
SUMMARY OF THE ARGUMENT………………………………………..5
ARGUMENT AND CITATION OF AUTHORITY………………….…….7
A Standard of Review……….…………………………………...7
B.The Defendants’ Statements Are Defamatory Under Georgia
Law……………………………………………………...….9
C Defendants Made Actionable Statements of Mixed Opinion And
Fact………………………………………………...…16
D The District Court Erred in Relying on Inapposite California Case Law in Preference to Settled
Georgia Case Law……19
E The Defendants’ Statements are Unprotected Because the Ramseys Knowingly Lied and Made False
Statement To Implicate Innocent People in Their Crime……..……...21
CONCLUSION………………………………………………………...…..24
STATEMENT OF JURISDICTION
Plaintiff-appellant, Linda Hoffmann-Pugh, brought this action seeking damages for defamation
pursuant to 28 U.S.C. § 1332, as there exists complete diversity of citizenship between the plaintiff
and the defendants and the amount in controversy exceeds seventy-five thousand dollars, exclusive
of interests and costs. Venue is proper pursuant to 28 U.S.C. § 1391. On April 8, 2002, the District
Court filed its order granting defendants-appellees’ Motion to Dismiss. Plaintiff-appellant filed a timely
Notice of Appeal on May 6, 2002, pursuant to Fed.R.AppP. 4(a)(1)(A).
STATEMENT OF THE ISSUES
Whether the District Court erred in ruling that statements made about the plaintiff-appellant Linda
Hoffmann-Pugh in the defendants-appellees’ book The Death of Innocence, implicating her in the
kidnap/murder of their daughter, were not defamatory as a matter of law.
STATEMENT OF THE CASE
This case is for libel and slander. The defendants are non-media, multimillionaire murder suspects in
the horrific death of their six-year-old daughter JonBenet Ramsey, who was found sexually assaulted
and killed in the basement of their home on December 26, 1996. The Ramseys are unique in American
history, in that they are arguably the first, and only, unindicted murder suspects to write a
bestselling book defaming innocent people under the guise of criticizing a law enforcement agency, in
what appears to be part of the defendants’ ongoing effort to elude prosecution.
The district court took judicial notice of the fact that Atlanta judge Julie E. Carnes had already ruled
on similar questions of law and fact in a previous defendants’ motion to dismiss in the related case of
Wolf v. Ramsey (00-CV-1187). In Judge Carnes’ 2/9/01 opinion denying the defendants’ motion to
dismiss, the court ruled that the plaintiff’s complaint for libel contained allegations of fact sufficient
to allow a jury to find that the statements made in John and Patsy Ramsey’s book The Death of
Innocence (1) defamed the plaintiff, (2) were libelous per se, and (3) were actionable mixed opinion
and fact.
This Court might also wish to take judicial notice of the fact that the Ramseys’ book, which is part of
the Record, makes it clear that the authors remain the only publicly declared suspects by the Boulder
police, the district attorney, and the Governor of Colorado, who the Ramseys have threatened to sue
for libel for his statements concerning their involvement in the death of their daughter JonBenet. To
date, the Ramseys have been involved in at least ten separate lawsuits for libel and slander, nearly
all of which they have initiated themselves, in what may arguably represent the largest single assault
on the First Amendment by murder suspects endeavoring to avoid prosecution in American history.
Evidence exists, moreover, in the form of handwriting reports and affidavits from forensic handwriting
experts (Plaintiff’s Complaint, Ex. 1), that Patsy Ramsey is the author of the ransom note found at
the scene of her daughter’s murder.
It is their ongoing attempt to elude prosecution by shifting suspicion onto innocent people that has
led the Ramseys to make certain statements in their book The Death of Innocence: The Untold Story
of JonBenet’s Murder and How Its Exploitation Compromised the Pursuit of Truth (“DOI”) (published in
March of 2000) that are deliberately calculated to create the false impression that Linda
Hoffmann-Pugh was involved in some way in the kidnap/ murder of their daughter JonBenet, which
has led to this lawsuit:
“The police ask Patsy these same questions about who might have been angry or acting strangely,
and she begins to think about our cleaning lady. Linda Hoffmann-Pugh had called Patsy a couple of
days before Christmas, very distraught and in tears. Linda said her sister, who was also her landlord,
was going to evict her if she didn’t come up with the past-due rent. She asked Patsy if she could
borrow twenty-five hundred dollars to cover it. Patsy had consoled Linda and agreed to lend her the
money. In fact, Patsy had intended to leave the check for Linda on the kitchen counter before
leaving for Michigan; Linda would let herself in the house and pick it up while we were gone for the
holidays.
“Patsy remembers that her mother, Nedra Paugh, had said that Linda had remarked to her at one
time, “’JonBenet is so pretty; aren’t you afraid that someone might kidnap her?’ Now those comments
seem strangely menacing.
“Finding the phone number in her digital Rolodex, Patsy tells a police officer where Linda Lives in Ft.
Lupton, Colorado. Patsy later tells me she was thinking, If it’s Linda, it’s okay, because she is a good,
sweet person. She is just upset. She may need the money, but she won’t hurt JonBenet.”
“The police tell us they will arrange for the Ft. Lupton police to drive by Linda’s house to see if they
notice anything unusual, but they don’t want to alert anyone there that they are being watched.”
(DOI at pp. 19-20)
As a result of the Ramseys’ interest in establishing that Linda
Hoffmann-Pugh was involved in the kidnap/ murder of JonBenet, the plaintiff has unnecessarily
become the subject of unflattering and intrusive attention by law enforcement and the media,
causing her extreme humiliation, embarrassment, and emotional distress. She has also been exposed
to public hatred, contempt, and ridicule in the small community of Platteville, Colorado, where she
lives and works.
As set forth more fully below, the plaintiff argues that the district court erred by not following
Georgia case law, accepting that of California instead, when it granted the Defendants’ Motion to
Dismiss in its entirety. The statements complained of constitute libel per se and are not privileged.
SUMMARY OF THE ARGUMENT
Atlanta district court judge Julie E. Carnes correctly answered the question of whether or not the
defendants made defamatory statements in their book The Death of Innocence in her decision in the
related case of Wolf v. Ramsey (00-CV-1187):
The Court concludes that the statements made in defendants’ book are reasonably read to impute
the crime of murder to plaintiff. Although defendants do not directly state that plaintiff killed
JonBenet, they claim that they did not kill their daughter, and name plaintiff as one of the people
they suspected may have done so. In determining whether a statement is defamatory, ‘he trial
judge should read and construe the publication as a whole, and thereafter ‘may find that it is not
defamatory, that it is defamatory, or that it is ambiguous and the question is one for a jury. In
considering whether a writing is defamatory as a matter of law, we look…at what construction would
be placed on it by the average reader.” Mead v. True Citizen, Inc., 203 Ga. App. 361, 362, 417 S. E.
2d 16, 17 (1992) (citations omitted). The Court concludes that a jury could reasonably conclude from
these statements, taken as a whole, that the Ramseys were imputing the murder of JonBenet to
plaintiff. The next question is whether these statements are capable of being proved false. Defendants claim
that they are not because they merely represent their impressions at the time that plaintiff
“represented too many unanswered questions.” Plaintiff, however, argues that defendants killed
JonBenet, and therefore had no basis for their supposed belief that plaintiff had something to do with
her death. At this stage of the proceedings, the Court must take all facts in favor of the plaintiff.
Assuming for the purpose of this order that defendants did know who killed JonBenet, and knew that
the murderer was not plaintiff, their statements was not merely opinion, but was indeed a falsity.
(Emphasis added)
Id. at 11-12.
Unfortunately, Atlanta district court judge Thomas Thrash erred when he incorrectly held that Judge
Carnes’ decision was inapposite to his decision granting the defendants’ motion to dismiss. Judge
Thrash also incorrectly deferred to the California state case of Forsher v. Bugliosi, 26 Cal.3d 792
(1980), instead of accepting the Georgia appellate case of Harcrow v. Struhar, 235 Ga. App. 403
(1999) as dispositive, as required of federal courts sitting in diversity. The Eleventh Circuit has held
that:
In determining the law of the forum state, federal court must follow the decisions of the state’s
highest court, and in the absence of such decisions on an issue, must adhere to the decisions of the
state’s intermediate appellate courts unless there is some persuasive indication that the state’s
highest court would decide the issue otherwise.
Flintkote Co. v. Dravo Corp., 678 F.2d 942, 945 (11th Cir. 1982).
Furthermore, when a state’s highest court has not addressed an issue, the federal district court must
make an “educated guess” as to how the state’s highest court would rule. See, e.g., Benante v.
Allstate Ins. Co., 477 F.2d 553, 554 (5th Cir. 1973). Here, the district court failed to do so.
ARGUMENT AND CITATION OF AUTHORITY
A. Standard of Review
A motion to dismiss under FRCP Rule 12(b)(6) “is viewed with disfavor and is rarely granted.” Kaiser
Aluminum & Chem. Sales v. Avondale Shipyards, 677 F.2d 1045, 1050 (5th Cir. 1982).
The complaint, furthermore, must be liberally construed in favor of the plaintiff, and all facts pleaded
in the complaint must be taken as true. Linder v. Portocarrero, 963 F.2d 332 (11th Cir. 1992). See
also, Quality Foods de Centro, S.A. v. Latin American Agribusiness Development Corp., S.A., 711 F.2d
989, 994-5 (11th Cir. 1983)
The district court, moreover, may not dismiss a complaint under Rule 12(b)(6) unless it appears
beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle
him to relief. Conley v. Gibson, 355 U.S. 69, 73, 104 S. Ct. 99, 101-103, 2 L.Ed.2d 80 (1957). See,
Beck v. Deloitte & Touche, 144 F.3d 732, 735-36 (11th Cir. 1998) (“In seeking dismissal for failure to
state a viable claim, a defendant thus bears the ‘very high burden’ of showing that the plaintiff
cannot conceivably prove any set of facts that would entitle him to relief.”) As the U.S. Supreme
Court clearly stated:
When a federal court reviews the sufficiency of a
complaint…he issue is not whether a plaintiff will
ultimately prevail but whether the claimant is entitled
to offer evidence to support the claims. Indeed it
may appear on the face of the pleadings that a recovery
is very remote and unlikely but that is not the test…. ‘In appraising the sufficiency of the complaint we follow, of course, the accepted rule that a
complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the
plaintiff can prove no set of facts in support of his claim which would entitle him to relief.’
Scheuer v. Rhodes, 416 U.S. 232, 236 (1974) (quoting Conley, 355 U.S. at 45-6 (emphasis added)).
Accord in Hishon v. King & Spalding, 467 U.S. 69, 73 (1984), quoted in H.J. Inc. v. Northwestern Bell
Tel. Co., 492 U.S. 229, 249-250 (1989).
Furthermore, any motion to dismiss that is granted by a district court is reviewed de novo by the
appellate court, which applies the same standard as the lower court. “In reviewing de novo a
dismissal pursuant to Rule 12(b)(6), we apply the same standard as did the district court.” South
Florida Water Management Dist. v. Montalvo, 84 F.3d 402, 406 (11th Cir. 1996). See also, Marshall
County Bd. Of Educ. v. Marshall County Gas Dist., 992 F.2d 1171, 1174 (11th Cir. 1993).
B. The Defendants’ Statements Are Defamatory Under Georgia Law
The District Court erred by agreeing with the defendants’ claim that the statements complained of by
the plaintiff are not capable of a defamatory meaning as a matter of law in Georgia. In raising this
argument, the defendants, along with the District Court, ignored a crucial distinction in the caselaw:
A court may grant a motion to dismiss only if it finds that the plaintiff cannot prove any set of facts
consistent with those alleged in their complaint. See Hishon v. King & Spalding, 467 U.S. 69, 73
(1984).
The defendants, moreover, bear “the ‘very high burden’ of showing that the plaintiff cannot
conceivably prove any set of facts that would entitle to relief.” Beck v. Deloitte & Touche, 144
F.3d 732, 735 (11th Cir. 1998). (Emphasis added). And although the defendants’ correctly argued
that it is one of the functions of the court to determine the threshold question of whether a
statement is reasonably susceptible of conveying a defamatory meaning, they ignored addressing the
argument that it remains strictly within the exclusive province of the jury to determine whether the
plaintiff has in fact been defamed. Bryant v. Avado Brands, Inc., 187 F. 3d 1271 (11th Cir. 1999);
South Fla. Water Management Dist. V. Montalvo, 84 F. 3d 402 (11th Cir. 1996). Ignoring this critical distinction is no small matter since this separation of roles between the court
and the trier of fact inevitably leads to an important limitation in the nature of the district court’s
inquiry:
On a motion to dismiss or for summary judgment, the issue is not whether the court regards the
language as libelous, but whether it is reasonably susceptible of such a construction. The court may
not…interfere with the jury’s role by treating as nondefamatory a statement that a reasonable juror
may fairly read in context as defamatory.
Kelly v. Schmidberger, 806 F.2d 44, 46 (2d Cir. 1986).
The District Court erred in holding that there was no basis for a jury to find the statements by the
Ramseys to be defamatory, thereby effectively usurping the jury’s function, while improperly
substituting the court’s subjective interpretation of the defamatory nature, if any, of those
statements for that of a jury.
According to Georgia statute, a statement is “reasonably susceptible” of a defamatory meaning when
“tending to injure the reputation of the person and exposing him to public hatred, contempt, or
ridicule.” O.C.G.A. 51-5-1 (Emphasis added). In making this evaluation, moreover, a court must read
the words as “naturally” as possible within their context, and as an average reader would understand
them. “A publication claimed to be defamatory must be read and construed in the sense in which the
readers to whom it is addressed would ordinarily understand it.” Fiske v. Stockton, 171 Ga. App. 601,
605, 320 S.E.2d 590.
The Georgia case of Harcrow v. Struhar, 235 Ga. App. 403, 511 S.E.2d 545 (Ga. App. 1999)
illustrates this principle. When a libel defendant wrote and circulated a neighborhood flyer implying
that the plaintiffs were responsible for shooting his cat, the court found that the writing as a whole
could be reasonably construed to imply that the plaintiffs had shot the defendant’s cat and were,
therefore, guilty of the crime of cruelty to animals.
The Harcrow court held, furthermore, that just because the defendant’s flyer included a statement
which was clearly intended to act as a general disclaimer (“I’m not saying that they
are responsible for this atrocious act, that will be determined by the…police, but they are prime
suspects,” id. at 546), this fact alone did not negate the other portions of the writing. The court
found that a jury could reasonably conclude that the statements in the flyer, when taken as a whole,
could be understood to be the equivalent of imputing a crime to the plaintiffs. “The evidence was
clearly sufficient for the jury to conclude that the writing published by was false and
malicious defamation tending to injure the reputation or expose them to public hatred,
contempt, or ridicule.” Id. at 546.
A similar conclusion was reached by the 2nd Circuit Court of Appeals in a decision which held that
tatements implicating in a murder appear among conflicting and speculative
versions of an unresolved mystery reflects only that a jury issue exists as to how the words were
likely to be understood by the ordinary and average reader, and does not preclude a trier of fact from
finding a defamatory connotation. Levin v. McPhee, 119 F.3d 189, 195 (2nd Cir. 1997).
Under Georgia law, courts may find as a matter of law that statements are not libelous only if the
language is “so clear, certain and unambiguous that the only possible construction is that it is not
libelous or defamatory.” World Ins. Co. v. Peavy, 110 Ga. App. 651, 654, 139 S.E.2d 440, 442 (1964).
(Emphasis added). Furthermore, “words which alone are innocent may in their context clearly be
capable of a defamatory meaning and may be so understood.” Jewell v. NYP Holdings, Inc., 23 F.
Supp. 2d 348, 362 (S.D.N.Y. 1998).
The defendants’ statements, when taken within the context of their book about the “unsolved”
murder of their daughter and the various “suspects” they believe worthy of investigation, are capable
of conveying to the average reader that Linda Hoffmann-Pugh was a legitimate murder suspect “who
might have been angry or acting strangely” (DOI at p. 19) because she “had called Patsy a couple of
days before Christmas, very distraught and in tears” (DOI at p. 19) because her own sister (!) “was
going to evict her if she didn’t come up with the past-due rent” (DOI at p. 19) while agreeing to allow
her to “borrow twenty-five hundred dollars to cover it” (DOI at p. 19) which she could do if she “let
herself in the house and pick it up while we were gone for the holidays.” (DOI at p. 19)
Moreover, the fact that the defendants’ then state that “Patsy remembers that her mother, Nedra
Paugh, had said that Linda had remarked to her at one time, ‘JonBenet is so pretty; aren’t you afraid
that someone might kidnap her?”(DOI at pp. 19-20) only adds to the general impression being created
for the reader that the Ramseys believe there is a legitimate reason to give Linda Hoffmann-Pugh’s
name to the police as a suspect.
To dispel any doubt that this is what the Ramseys are doing, they add the rather melodramatic
observation that “Now those comments seem strangely menacing” for effect. (DOI at p. 19)
The defendants next throw additional fuel on the fire by including
Patsy Ramsey’s completely gratuitous observation that “If it’s Linda, it’s okay, because she is a good,
sweet person. She is just upset. She may need the money, but she won’t hurt JonBenet.” (DOI at p.
20)
The Ramseys then conclude the matter of Linda Hoffmann-Pugh’s fate by leaving it entirely up in the
air, never to be referred to again in their book, with the statement that
“The police tell us they will arrange for the Ft. Lupon police to drive by Linda’s house to see if they
notice anything unusual, but they don’t want to alert anyone there that they are being watched.”
(DOI at p. 20)
Given the public’s extensive knowledge of the existence of a ransom note from reading the
defendants’ book, a court might easily conclude that a fair reading of these statements could lead
the general reader (and a jury) to believe that the defendants’ intended to convey the impression
that Linda Hoffmann-Pugh had at least kidnapped their daughter, if not actually murdered JonBenet
Ramsey.
What the Ramseys fail to tell the reader is that Linda Hoffmann-Pugh was immediately cleared by the
police and later appeared before a Boulder grand jury as a prosecution witness. Nowhere in their book
do they mention this fact. Clearly, they want the reader to draw the inevitable conclusion that Linda
Hoffmann-Pugh may have been involved in the kidnapping, if not murder, of their daughter and
remains a police suspect.
“Whether stated directly or by implication or innuendo, it is libelous per se to falsely state that a
person is guilty of a crime or has a criminal case pending against him.” (Emphasis added). Harcrow v.
Struhar, 236 Ga. App. 403, 511 S.E.2d 545, 546 (G. App. 1999); Mead v. True Citizen, Inc., 203 Ga.
App. 361, 362, 417 S.E.2d 16 (1992); Melton v. Bow, 241 Ga. 629, 630-31, 247 S.E.2d 100 (1978);
Witham v. Atlanta Journal, 124 Ga. 688, 53 S.E. 105 (1906).
As Judge Carnes held in her decision in Wolf v.Ramsey(00-CV-1187):
The Court concludes that the statements made in defendants’ book are reasonably read to impute
the crime of murder to plaintiff. Although defendants do not directly state that plaintiff killed
JonBenet, they claim that they did not kill their daughter, and name plaintiff as one of the people
they suspected may have done so……The Court concludes that a jury could reasonably conclude from
these statements, taken as a whole, that the Ramseys were imputing the murder of JonBenet to
plaintiff.
Id. at 11.
Judge Carnes also went on to hold that Chris Wolf had been successful in “establishing that
defendants’ statements constituted libel per se……” (Carnes at p. 12) in his complaint, thereby
rejecting the argument the defendants are now raising for a second time in the memorandum of law
they have submitted in support of this motion.
In the present case, the Ramseys are imputing, at the very least, thecrime of kidnapping to Linda
Hoffmann-Pugh when they write:
“Patsy remembers that her mother, Nedra Paugh, had said that Linda had remarked to her at one
time, “’JonBenet is so pretty; aren’t you afraid that someone might kidnap her?’ Now those comments
seem strangely menacing…..Patsy later tells me she was thinking, If it’s Linda, it’s okay, because she
is a good, sweet person. She is just upset. She may need the money, but she won’t hurt JonBenet.”
(DOI at pp. 19-20)
C. Defendants Made Actionable Statements of Mixed Opinion and Fact
Another threshold issue for the District Court to determine was whether or not the defendants’
statements were opinion or fact. “There is no wholesale defamation exemption for anything that
might be labeled ‘opinion.’ To say otherwise would ignore the fact that expressions of ‘opinion’ may
often imply an assertion of objective fact.” Eidson v. Berry, 202 Ga. App. 587, 588, 415 S.E. 2d 16
(1992). (emphasis added)
As the U.S. Supreme Court explained in Milkovich v. Lorain Journal, 497 U.S. 1, 110 S. Ct. 2695, 111
L. Ed. 2d 1 (1990), the Constitution does not offer wholesale protection for so-called “expressions of
opinion” if those expressions imply assertions of objective fact. (“As Judge Friendly aptly stated: ‘It
would be destructive of the law of libel if a writer could escape liability for accusations of
simply by using, explicitly or implicitly, the words ‘I think.’id. at 18-19.) The
Milkovich court also observed that “It is worthy of note that at common law, even the privilege of fair
comment did not extend to ‘a false statement of fact, whether it was expressly stated or implied from
an expression of opinion.’” Id. at 19. A statement cast in the form of an opinion may imply the existence of undisclosed defamatory facts
on which the opinion purports to be based, and thus may be actionable. Jaillett v. Georgia Television
Co., 238 Ga. App. 885, 890, 520 S.E. 2d 721 (1999); Restatement (Second) of Torts 566 (1977).
In their book, the Ramseys repeat remarks which Linda Hoffmann-Pugh categorically denies ever
making (“Patsy remembers that her mother, Nedra Paugh, had said that Linda had remarked to her at
one time, ‘JonBenet is so pretty; aren’t you afraid that someone might kidnap her?’”) and then try to
“clean up” their defamatory statements by adding a “disclaimer” with Patsy’s observation: “If it’s
Linda, it’s okay, because she is a good, sweet person. She is just upset. She may need the money,
but she won’t hurt JonBenet.” (DOI p. 20) Remarkably, these facts are very similar to those of
Harcrow v. Struhar, 236 Ga. App at 403-4, in which a Georgia Court of Appeals rejected the
argument that a general “disclaimer” by a cat owner accusing his neighbors of shooting his pet was
vitiated by his statement that “I’m not saying that are responsible for this atrocious
act, that will be determined by the , but they are prime suspects…” Id. at 404. The Court
found, moreover, that this statement “was not merely an expression of his opinion,” id. at 404, and
that it “does not negate other portions of the writing,” id. at 404, and that as a result “the jury was
entitled to conclude were the equivalent of imputing a crime to the .” Id.
at 404.